“No one in the play understands Falstaff fully, any more than Hamlet was understood by the persons around him. They are both men of genius.”

Henry IV Part Two

Act Five, Part Three

By Dennis Abrams

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I’ve decided to give the last word on Act Five and the Rejection of Falstaff to one of my favorite critics of Shakespeare. A.C. Bradley, who gave this lecture while Chair of Poetry at Oxford University (1901-1906).  It is a bit lengthy, but, I think, very much worth your time.  (When we get to the tragedies, I’ll be relying heavily on his collection of essays, “Shakespearean Tragedy.”)

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THE REJECTION OF FALSTAFF1

Of the two persons principally concerned in the rejection of Falstaff, Henry, both as Prince and as King, has received, on the whole, full justice from readers and critics. Falstaff, on the other hand, has been in one respect the most unfortunate of Shakespeare’s famous characters. All of them, in passing from the mind of their creator into other minds, suffer change; they tend to lose their harmony through the disproportionate attention bestowed on some one feature, or to lose their uniqueness by being conventionalised into types already familiar. But Falstaff was degraded by Shakespeare himself. The original character is to be found alive in the two parts of Henry IV., dead in Henry V., and nowhere else. But not very long after these plays were composed, Shakespeare wrote, and he afterwards revised, the very entertaining piece called The Merry Wives of Windsor. Perhaps his company wanted a new play on a sudden; or perhaps, as one would rather believe, the tradition may be true that Queen Elizabeth, delighted with the Falstaff scenes of Henry IV., expressed a wish to see the hero of them again, and to see him in love. Now it was no more possible for Shakespeare to show his 248 own Falstaff in love than to turn twice two into five. But he could write in haste—the tradition says, in a fortnight—a comedy or farce differing from all his other plays in this, that its scene is laid in English middle-class life, and that it is prosaic almost to the end. And among the characters he could introduce a disreputable fat old knight with attendants, and could call them Falstaff, Bardolph, Pistol, and Nym. And he could represent this knight assailing, for financial purposes, the virtue of two matrons, and in the event baffled, duped, treated like dirty linen, beaten, burnt, pricked, mocked, insulted, and, worst of all, repentant and didactic. It is horrible. It is almost enough to convince one that Shakespeare himself could sanction the parody of Ophelia in the Two Noble Kinsmen. But it no more touches the real Falstaff than Ophelia is degraded by that parody. To picture the real Falstaff befooled like the Falstaff of the Merry Wives is like imagining Iago the gull of Roderigo, or Becky Sharp the dupe of Amelia Osborne. Before he had been served the least of these tricks he would have had his brains taken out and buttered, and have given them to a dog for a New Year’s gift. I quote the words of the impostor, for after all Shakespeare made him and gave to him a few sentences worthy of Falstaff himself. But they are only a few—one side of a sheet of notepaper would contain them. And yet critics have solemnly debated at what period in his life Sir John endured the gibes of Master Ford, and whether we should put this comedy between the two parts of Henry IV., or between the second of them and Henry V. And the Falstaff of the general reader, it is to be feared, is an impossible conglomerate of two distinct characters, while the Falstaff of the mere play-goer is certainly much more like the impostor than the true man.

The separation of these two has long ago been effected by criticism, and is insisted on in almost all 249 competent estimates of the character of Falstaff. I do not propose to attempt a full account either of this character or of that of Prince Henry, but shall connect the remarks I have to make on them with a question which does not appear to have been satisfactorily discussed—the question of the rejection of Falstaff by the Prince on his accession to the throne. What do we feel, and what are we meant to feel, as we witness this rejection? And what does our feeling imply as to the characters of Falstaff and the new King?

1.

Sir John, you remember, is in Gloucestershire, engaged in borrowing a thousand pounds from Justice Shallow; and here Pistol, riding helter-skelter from London, brings him the great news that the old King is as dead as nail in door, and that Harry the Fifth is the man. Sir John, in wild excitement, taking any man’s horses, rushes to London; and he carries Shallow with him, for he longs to reward all his friends. We find him standing with his companions just outside Westminster Abbey, in the crowd that is waiting for the King to come out after his coronation. He himself is stained with travel, and has had no time to spend any of the thousand pounds in buying new liveries for his men. But what of that? This poor show only proves his earnestness of affection, his devotion, how he could not deliberate or remember or have patience to shift himself, but rode day and night, thought of nothing else but to see Henry, and put all affairs else in oblivion, as if there were nothing else to be done but to see him. And now he stands sweating with desire to see him, and repeating and repeating this one desire of his heart—‘to see him.’ The moment comes. There is a shout within the Abbey like the roaring of the sea, and a clangour 250 of trumpets, and the doors open and the procession streams out.

Fal. God save thy grace, King Hal! my royal Hal!Pist. The heavens thee guard and keep, most royal

imp of fame!

Fal. God save thee, my sweet boy!

King. My Lord Chief Justice, speak to that vain man.

Ch. Just. Have you your wits? Know you what ’tis

you speak?

Fal. My King! my Jove! I speak to thee, my heart!

King. I know thee not, old man: fall to thy prayers.

How ill white hairs become a fool and jester!

I have long dream’d of such a kind of man,

So surfeit-swell’d, so old and so profane;

But being awaked I do despise my dream.

Make less thy body hence, and more thy grace;

Leave gormandizing; know the grave doth gape

For thee thrice wider than for other men.

Reply not to me with a fool-born jest:

Presume not that I am the thing I was;

For God doth know, so shall the world perceive,

That I have turn’d away my former self;

So will I those that kept me company.

When thou dost hear I am as I have been,

Approach me, and thou shalt be as thou wast,

The tutor and the feeder of my riots:

Till then, I banish thee, on pain of death,

As I have done the rest of my misleaders,

Not to come near our person by ten mile.

For competence of life I will allow you,

That lack of means enforce you not to evil:

And, as we hear you do reform yourselves,

We will, according to your strengths and qualities,

Give you advancement. Be it your charge, my lord,

To see perform’d the tenour of our word.

Set on.

The procession passes out of sight, but Falstaff and his friends remain. He shows no resentment. He comforts himself, or tries to comfort himself—first, with the thought that he has Shallow’s thousand pounds, and then, more seriously, I believe, with another thought. The King, he sees, must look thus to the world; but he will be sent for in private when night comes, and will yet make the fortunes 251 of his friends. But even as he speaks, the Chief Justice, accompanied by Prince John, returns, and gives the order to his officers:

Go, carry Sir John Falstaff to the Fleet;Take all his company along with him.

Falstaff breaks out, ‘My lord, my lord,’ but he is cut short and hurried away; and after a few words between the Prince and the Chief Justice the scene closes, and with it the drama.

What are our feelings during this scene? They will depend on our feelings about Falstaff. If we have not keenly enjoyed the Falstaff scenes of the two plays, if we regard Sir John chiefly as an old reprobate, not only a sensualist, a liar, and a coward, but a cruel and dangerous ruffian, I suppose we enjoy his discomfiture and consider that the King has behaved magnificently. But if we have keenly enjoyed the Falstaff scenes, if we have enjoyed them as Shakespeare surely meant them to be enjoyed, and if, accordingly, Falstaff is not to us solely or even chiefly a reprobate and ruffian, we feel, I think, during the King’s speech, a good deal of pain and some resentment; and when, without any further offence on Sir John’s part, the Chief Justice returns and sends him to prison, we stare in astonishment. These, I believe, are, in greater or less degree, the feelings of most of those who really enjoy the Falstaff scenes (as many readers do not). Nor are these feelings diminished when we remember the end of the whole story, as we find it in Henry V., where we learn that Falstaff quickly died, and, according to the testimony of persons not very sentimental, died of a broken heart.2 Suppose this merely to mean that he sank under the shame of his public disgrace, and it is pitiful enough: but the words of Mrs. Quickly, ‘The king has killed his 252 heart’; of Nym, ‘The king hath run bad humours on the knight; that’s the even of it’; of Pistol,

Nym, thou hast spoke the right,His heart is fracted and corroborate,

assuredly point to something more than wounded pride; they point to wounded affection, and remind us of Falstaff’s own answer to Prince Hal’s question, ‘Sirrah, do I owe you a thousand pound?’ ‘A thousand pound, Hal? a million: thy love is worth a million: thou owest me thy love.’

Now why did Shakespeare end his drama with a scene which, though undoubtedly striking, leaves an impression so unpleasant? I will venture to put aside without discussion the idea that he meant us throughout the two plays to regard Falstaff with disgust or indignation, so that we naturally feel nothing but pleasure at his fall; for this idea implies that kind of inability to understand Shakespeare with which it is idle to argue. And there is another and a much more ingenious suggestion which must equally be rejected as impossible. According to it, Falstaff, having listened to the King’s speech, did not seriously hope to be sent for by him in private; he fully realised the situation at once, and was only making game of Shallow; and in his immediate turn upon Shallow when the King goes out, ‘Master Shallow, I owe you a thousand pound,’ we are meant to see his humorous superiority to any rebuff, so that we end the play with the delightful feeling that, while Henry has done the right thing, Falstaff, in his outward overthrow, has still proved himself inwardly invincible. This suggestion comes from a critic who understands Falstaff, and in the suggestion itself shows that he understands him.3 But it provides no solution, because it wholly ignores, and could not account for, that which follows the short conversation with Shallow. Falstaff’s dismissal to 253 the Fleet, and his subsequent death, prove beyond doubt that his rejection was meant by Shakespeare to be taken as a catastrophe which not even his humour could enable him to surmount.

Moreover, these interpretations, even if otherwise admissible, would still leave our problem only partly solved. For what troubles us is not only the disappointment of Falstaff, it is the conduct of Henry. It was inevitable that on his accession he should separate himself from Sir John, and we wish nothing else. It is satisfactory that Sir John should have a competence, with the hope of promotion in the highly improbable case of his reforming himself. And if Henry could not trust himself within ten miles of so fascinating a companion, by all means let him be banished that distance: we do not complain. These arrangements would not have prevented a satisfactory ending: the King could have communicated his decision, and Falstaff could have accepted it, in a private interview rich in humour and merely touched with pathos. But Shakespeare has so contrived matters that Henry could not send a private warning to Falstaff even if he wished to, and in their public meeting Falstaff is made to behave in so infatuated and outrageous a manner that great sternness on the King’s part was unavoidable. And the curious thing is that Shakespeare did not stop here. If this had been all we should have felt pain for Falstaff, but not, perhaps, resentment against Henry. But two things we do resent. Why, when this painful incident seems to be over, should the Chief Justice return and send Falstaff to prison? Can this possibly be meant for an act of private vengeance on the part of the Chief Justice, unknown to the King? No; for in that case Shakespeare would have shown at once that the King disapproved and cancelled it. It must have been the King’s own act. This is one thing we resent; the other is the King’s sermon. He had a right to turn 254 away his former self, and his old companions with it, but he had no right to talk all of a sudden like a clergyman; and surely it was both ungenerous and insincere to speak of them as his ‘misleaders,’ as though in the days of Eastcheap and Gadshill he had been a weak and silly lad. We have seen his former self, and we know that it was nothing of the kind. He had shown himself, for all his follies, a very strong and independent young man, deliberately amusing himself among men over whom he had just as much ascendency as he chose to exert. Nay, he amused himself not only among them, but at their expense. In his first soliloquy—and first soliloquies are usually significant—he declares that he associates with them in order that, when at some future time he shows his true character, he may be the more wondered at for his previous aberrations. You may think he deceives himself here; you may believe that he frequented Sir John’s company out of delight in it and not merely with this cold-blooded design; but at any rate he thought the design was his one motive. And, that being so, two results follow. He ought in honour long ago to have given Sir John clearly to understand that they must say good-bye on the day of his accession. And, having neglected to do this, he ought not to have lectured him as his misleader. It was not only ungenerous, it was dishonest. It looks disagreeably like an attempt to buy the praise of the respectable at the cost of honour and truth. And it succeeded. Henry always succeeded.

You will see what I am suggesting, for the moment, as a solution of our problem. I am suggesting that our fault lies not in our resentment at Henry’s conduct, but in our surprise at it; that if we had read his character truly in the light that Shakespeare gave us, we should have been prepared for a display both of hardness and of policy at this point in his career, And although this suggestion 255 does not suffice to solve the problem before us, I am convinced that in itself it is true. Nor is it rendered at all improbable by the fact that Shakespeare has made Henry, on the whole, a fine and very attractive character, and that here he makes no one express any disapprobation of the treatment of Falstaff. For in similar cases Shakespeare is constantly misunderstood. His readers expect him to mark in some distinct way his approval or disapproval of that which he represents; and hence where they disapprove and he says nothing, they fancy that he does not disapprove, and they blame his indifference, like Dr. Johnson, or at the least are puzzled. But the truth is that he shows the fact and leaves the judgment to them. And again, when he makes us like a character we expect the character to have no faults that are not expressly pointed out, and when other faults appear we either ignore them or try to explain them away. This is one of our methods of conventionalising Shakespeare. We want the world’s population to be neatly divided into sheep and goats, and we want an angel by us to say, ‘Look, that is a goat and this is a sheep,’ and we try to turn Shakespeare into this angel. His impartiality makes us uncomfortable: we cannot bear to see him, like the sun, lighting up everything and judging nothing. And this is perhaps especially the case in his historical plays, where we are always trying to turn him into a partisan. He shows us that Richard II. was unworthy to be king, and we at once conclude that he thought Bolingbroke’s usurpation justified; whereas he shows merely, what under the conditions was bound to exist, an inextricable tangle of right and unright. Or, Bolingbroke being evidently wronged, we suppose Bolingbroke’s statements to be true, and are quite surprised when, after attaining his end through them, he mentions casually on his death-bed that they were lies. Shakespeare makes us admire Hotspur 256 heartily; and accordingly, when we see Hotspur discussing with others how large his particular slice of his mother-country is to be, we either fail to recognise the monstrosity of the proceeding, or, recognising it, we complain that Shakespeare is inconsistent. Prince John breaks a tottering rebellion by practising a detestable fraud on the rebels. We are against the rebels, and have heard high praise of Prince John, but we cannot help seeing that his fraud is detestable; so we say indignantly to Shakespeare, ‘Why, you told us he was a sheep’; whereas, in fact, if we had used our eyes we should have known beforehand that he was the brave, determined, loyal, cold-blooded, pitiless, unscrupulous son of a usurper whose throne was in danger.

To come, then, to Henry. Both as prince and as king he is deservedly a favourite, and particularly so with English readers, being, as he is, perhaps the most distinctively English of all Shakespeare’s men. In Henry V. he is treated as a national hero. In this play he has lost much of the wit which in him seems to have depended on contact with Falstaff, but he has also laid aside the most serious faults of his youth. He inspires in a high degree fear, enthusiasm, and affection; thanks to his beautiful modesty he has the charm which is lacking to another mighty warrior, Coriolanus; his youthful escapades have given him an understanding of simple folk, and sympathy with them; he is the author of the saying, ‘There is some soul of goodness in things evil’; and he is much more obviously religious than most of Shakespeare’s heroes. Having these and other fine qualities, and being without certain dangerous tendencies which mark the tragic heroes, he is, perhaps, the most efficient character drawn by Shakespeare, unless Ulysses, in Troilus and Cressida, is his equal. And so he has been described as Shakespeare’s ideal man of action; 257 nay, it has even been declared that here for once Shakespeare plainly disclosed his own ethical creed, and showed us his ideal, not simply of a man of action, but of a man.

But Henry is neither of these. The poet who drew Hamlet and Othello can never have thought that even the ideal man of action would lack that light upon the brow which at once transfigures them and marks their doom. It is as easy to believe that, because the lunatic, the lover, and the poet are not far apart, Shakespeare would have chosen never to have loved and sung. Even poor Timon, the most inefficient of the tragic heroes, has something in him that Henry never shows. Nor is it merely that his nature is limited: if we follow Shakespeare and look closely at Henry, we shall discover with the many fine traits a few less pleasing. Henry IV. describes him as the noble image of his own youth; and, for all his superiority to his father, he is still his father’s son, the son of the man whom Hotspur called a ‘vile politician.’ Henry’s religion, for example, is genuine, it is rooted in his modesty; but it is also superstitious—an attempt to buy off supernatural vengeance for Richard’s blood; and it is also in part political, like his father’s projected crusade. Just as he went to war chiefly because, as his father told him, it was the way to keep factious nobles quiet and unite the nation, so when he adjures the Archbishop to satisfy him as to his right to the French throne, he knows very well that the Archbishop wants the war, because it will defer and perhaps prevent what he considers the spoliation of the Church. This same strain of policy is what Shakespeare marks in the first soliloquy in Henry IV., where the prince describes his riotous life as a mere scheme to win him glory later. It implies that readiness to use other people as means to his own ends which is a conspicuous feature in his father; and it reminds us of his father’s plan of keeping 258 himself out of the people’s sight while Richard was making himself cheap by his incessant public appearances. And if I am not mistaken there is a further likeness. Henry is kindly and pleasant to every one as Prince, to every one deserving as King; and he is so not merely out of policy: but there is no sign in him of a strong affection for any one, such an affection as we recognise at a glance in Hamlet and Horatio, Brutus and Cassius, and many more. We do not find this in Henry V., not even in the noble address to Lord Scroop, and in Henry IV. we find, I think, a liking for Falstaff and Poins, but no more: there is no more than a liking, for instance, in his soliloquy over the supposed corpse of his fat friend, and he never speaks of Falstaff to Poins with any affection. The truth is, that the members of the family of Henry IV. have love for one another, but they cannot spare love for any one outside their family, which stands firmly united, defending its royal position against attack and instinctively isolating itself from outside influence.

Thus I would suggest that Henry’s conduct in his rejection of Falstaff is in perfect keeping with his character on its unpleasant side as well as on its finer; and that, so far as Henry is concerned, we ought not to feel surprise at it. And on this view we may even explain the strange incident of the Chief Justice being sent back to order Falstaff to prison (for there is no sign of any such uncertainty in the text as might suggest an interpolation by the players). Remembering his father’s words about Henry, ‘Being incensed, he’s flint,’ and remembering in Henry V. his ruthlessness about killing the prisoners when he is incensed, we may imagine that, after he had left Falstaff and was no longer influenced by the face of his old companion, he gave way to anger at the indecent familiarity which had provoked a compromising scene on the most ceremonial 259 of occasions and in the presence alike of court and crowd, and that he sent the Chief Justice back to take vengeance. And this is consistent with the fact that in the next play we find Falstaff shortly afterwards not only freed from prison, but unmolested in his old haunt in Eastcheap, well within ten miles of Henry’s person. His anger had soon passed, and he knew that the requisite effect had been produced both on Falstaff and on the world.

But all this, however true, will not solve our problem. It seems, on the contrary, to increase its difficulty. For the natural conclusion is that Shakespeare intended us to feel resentment against Henry. And yet that cannot be, for it implies that he meant the play to end disagreeably; and no one who understands Shakespeare at all will consider that supposition for a moment credible. No; he must have meant the play to end pleasantly, although he made Henry’s action consistent. And hence it follows that he must have intended our sympathy with Falstaff to be so far weakened when the rejection-scene arrives that his discomfiture should be satisfactory to us; that we should enjoy this sudden reverse of enormous hopes (a thing always ludicrous if sympathy is absent); that we should approve the moral judgment that falls on him; and so should pass lightly over that disclosure of unpleasant traits in the King’s character which Shakespeare was too true an artist to suppress. Thus our pain and resentment, if we feel them, are wrong, in the sense that they do not answer to the dramatist’s intention. But it does not follow that they are wrong in a further sense. They may be right, because the dramatist has missed what he aimed at. And this, though the dramatist was Shakespeare, is what I would suggest. In the Falstaff scenes he overshot his mark. He created so extraordinary a being, and fixed him so firmly on his intellectual throne, that when he sought to dethrone him he could not. The 260 moment comes when we are to look at Falstaff in a serious light, and the comic hero is to figure as a baffled schemer; but we cannot make the required change, either in our attitude or in our sympathies. We wish Henry a glorious reign and much joy of his crew of hypocritical politicians, lay and clerical; but our hearts go with Falstaff to the Fleet, or, if necessary, to Arthur’s bosom or wheresomever he is.4

In the remainder of the lecture I will try to make this view clear. And to that end we must go back to the Falstaff of the body of the two plays, the immortal Falstaff, a character almost purely humorous, and therefore no subject for moral judgments. I can but draw an outline, and in describing one aspect of this character must be content to hold another in reserve.

2.

Up to a certain point Falstaff is ludicrous in the same way as many other figures, his distinction lying, so far, chiefly in the mere abundance of ludicrous traits. Why we should laugh at a man with a huge belly and corresponding appetites; at the inconveniences he suffers on a hot day, or in playing the footpad, or when he falls down and there are no levers at hand to lift him up again; at the incongruity of his unwieldy bulk and the nimbleness of his spirit, the infirmities of his age and his youthful lightness of heart; at the enormity of his lies and wiles, and the suddenness of their exposure and frustration; at the contrast between his reputation and his real character, seen most absurdly when, at the mere mention of his name, a redoubted rebel surrenders to him—why, I say, we should laugh at 261 these and many such things, this is no place to inquire; but unquestionably we do. Here we have them poured out in endless profusion and with that air of careless ease which is so fascinating in Shakespeare; and with the enjoyment of them I believe many readers stop. But while they are quite essential to the character, there is in it much more. For these things by themselves do not explain why, beside laughing at Falstaff, we are made happy by him and laugh with him. He is not, like Parolles, a mere object of mirth.

The main reason why he makes us so happy and puts us so entirely at our ease is that he himself is happy and entirely at his ease. ‘Happy’ is too weak a word; he is in bliss, and we share his glory. Enjoyment—no fitful pleasure crossing a dull life, nor any vacant convulsive mirth—but a rich deep-toned chuckling enjoyment circulates continually through all his being. If you ask what he enjoys, no doubt the answer is, in the first place, eating and drinking, taking his ease at his inn, and the company of other merry souls. Compared with these things, what we count the graver interests of life are nothing to him. But then, while we are under his spell, it is impossible to consider these graver interests; gravity is to us, as to him, inferior to gravy; and what he does enjoy he enjoys with such a luscious and good-humoured zest that we sympathise and he makes us happy. And if any one objected, we should answer with Sir Toby Belch, ‘Dost thou think, because thou art virtuous, there shall be no more cakes and ale?’

But this, again, is far from all. Falstaff’s ease and enjoyment are not simply those of the happy man of appetite;5 they are those of the humorist, and the humorist of genius. Instead of being comic to you and serious to himself, he is more ludicrous to himself than to you; and he makes himself out 262 more ludicrous than he is, in order that he and others may laugh. Prince Hal never made such sport of Falstaff’s person as he himself did. It is he who says that his skin hangs about him like an old lady’s loose gown, and that he walks before his page like a sow that hath o’erwhelmed all her litter but one. And he jests at himself when he is alone just as much as when others are by. It is the same with his appetites. The direct enjoyment they bring him is scarcely so great as the enjoyment of laughing at this enjoyment; and for all his addiction to sack you never see him for an instant with a brain dulled by it, or a temper turned solemn, silly, quarrelsome, or pious. The virtue it instils into him, of filling his brain with nimble, fiery, and delectable shapes—this, and his humorous attitude towards it, free him, in a manner, from slavery to it; and it is this freedom, and no secret longing for better things (those who attribute such a longing to him are far astray), that makes his enjoyment contagious and prevents our sympathy with it from being disturbed.

The bliss of freedom gained in humour is the essence of Falstaff. His humour is not directed only or chiefly against obvious absurdities; he is the enemy of everything that would interfere with his ease, and therefore of anything serious, and especially of everything respectable and moral. For these things impose limits and obligations, and make us the subjects of old father antic the law, and the categorical imperative, and our station and its duties, and conscience, and reputation, and other people’s opinions, and all sorts of nuisances. I say he is therefore their enemy; but I do him wrong; to say that he is their enemy implies that he regards them as serious and recognises their power, when in truth he refuses to recognise them at all. They are to him absurd; and to reduce a thing ad absurdum is to reduce it to nothing and to walk about free 263 and rejoicing. This is what Falstaff does with all the would-be serious things of life, sometimes only by his words, sometimes by his actions too. He will make truth appear absurd by solemn statements, which he utters with perfect gravity and which he expects nobody to believe; and honour, by demonstrating that it cannot set a leg, and that neither the living nor the dead can possess it; and law, by evading all the attacks of its highest representative and almost forcing him to laugh at his own defeat; and patriotism, by filling his pockets with the bribes offered by competent soldiers who want to escape service, while he takes in their stead the halt and maimed and the gaol-birds; and duty, by showing how he labours in his vocation—of thieving; and courage, alike by mocking at his own capture of Colvile and gravely claiming to have killed Hotspur; and war, by offering the Prince his bottle of sack when he is asked for a sword; and religion, by amusing himself with remorse at odd times when he has nothing else to do; and the fear of death, by maintaining perfectly untouched, in the face of imminent peril and even while he feels the fear of death, the very same power of dissolving it in persiflage that he shows when he sits at ease in his inn. These are the wonderful achievements which he performs, not with the sourness of a cynic, but with the gaiety of a boy. And, therefore, we praise him, we laud him, for he offends none but the virtuous, and denies that life is real or life is earnest, and delivers us from the oppression of such nightmares, and lifts us into the atmosphere of perfect freedom.

No one in the play understands Falstaff fully, any more than Hamlet was understood by the persons round him. They are both men of genius. Mrs. Quickly and Bardolph are his slaves, but they know not why. ‘Well, fare thee well,’ says the hostess whom he has pillaged and forgiven; ‘I have known 264 thee these twenty-nine years, come peas-cod time, but an honester and truer-hearted man—well, fare thee well.’ Poins and the Prince delight in him; they get him into corners for the pleasure of seeing him escape in ways they cannot imagine; but they often take him much too seriously. Poins, for instance, rarely sees, the Prince does not always see, and moralising critics never see, that when Falstaff speaks ill of a companion behind his back, or writes to the Prince that Poins spreads it abroad that the Prince is to marry his sister, he knows quite well that what he says will be repeated, or rather, perhaps, is absolutely indifferent whether it be repeated or not, being certain that it can only give him an opportunity for humour. It is the same with his lying, and almost the same with his cowardice, the two main vices laid to his charge even by sympathisers. Falstaff is neither a liar nor a coward in the usual sense, like the typical cowardly boaster of comedy. He tells his lies either for their own humour, or on purpose to get himself into a difficulty. He rarely expects to be believed, perhaps never. He abandons a statement or contradicts it the moment it is made. There is scarcely more intent in his lying than in the humorous exaggerations which he pours out in soliloquy just as much as when others are by. Poins and the Prince understand this in part. You see them waiting eagerly to convict him, not that they may really put him to shame, but in order to enjoy the greater lie that will swallow up the less. But their sense of humour lags behind his. Even the Prince seems to accept as half-serious that remorse of his which passes so suddenly into glee at the idea of taking a purse, and his request to his friend to bestride him if he should see him down in the battle. Bestride Falstaff! ‘Hence! Wilt thou lift up Olympus?’

Again, the attack of the Prince and Poins on Falstaff and the other thieves on Gadshill is contrived, 265 we know, with a view to the incomprehensible lies it will induce him to tell. But when, more than rising to the occasion, he turns two men in buckram into four, and then seven, and then nine, and then eleven, almost in a breath, I believe they partly misunderstand his intention, and too many of his critics misunderstand it altogether. Shakespeare was not writing a mere farce. It is preposterous to suppose that a man of Falstaff’s intelligence would utter these gross, palpable, open lies with the serious intention to deceive, or forget that, if it was too dark for him to see his own hand, he could hardly see that the three misbegotten knaves were wearing Kendal green. No doubt, if he had been believed, he would have been hugely tickled at it, but he no more expected to be believed than when he claimed to have killed Hotspur. Yet he is supposed to be serious even then. Such interpretations would destroy the poet’s whole conception; and of those who adopt them one might ask this out of some twenty similar questions:—When Falstaff, in the men in buckram scene, begins by calling twice at short intervals for sack, and then a little later calls for more and says, ‘I am a rogue if I drunk to-day,’ and the Prince answers, ‘O villain, thy lips are scarce wiped since thou drunk’st last,’ do they think that that lie was meant to deceive? And if not, why do they take it for granted that the others were? I suppose they consider that Falstaff was in earnest when, wanting to get twenty-two yards of satin on trust from Master Dombledon the silk-mercer, he offered Bardolph as security; or when he said to the Chief Justice about Mrs. Quickly, who accused him of breaking his promise to marry her, ‘My lord, this is a poor mad soul, and she says up and down the town that her eldest son is like you’; or when he explained his enormous bulk by exclaiming, ‘A plague of sighing and grief! It blows a man up like a bladder’; or when he 266 accounted for his voice being cracked by declaring that he had ‘lost it with singing of anthems’; or even when he sold his soul on Good-Friday to the devil for a cup of Madeira and a cold capon’s leg. Falstaff’s lies about Hotspur and the men in buckram do not essentially differ from these statements. There is nothing serious in any of them except the refusal to take anything seriously.

This is also the explanation of Falstaff’s cowardice, a subject on which I should say nothing if Maurice Morgann’s essay,6 now more than a century old, were better known. That Falstaff sometimes behaves in what we should generally call a cowardly way is certain; but that does not show that he was a coward; and if the word means a person who feels painful fear in the presence of danger, and yields to that fear in spite of his better feelings and convictions, then assuredly Falstaff was no coward. The stock bully and boaster of comedy is one, but not Falstaff. It is perfectly clear in the first place that, though he had unfortunately a reputation for stabbing and caring not what mischief he did if his weapon were out, he had not a reputation for cowardice. Shallow remembered him five-and-fifty years ago breaking Scogan’s head at the court-gate when he was a crack not thus high; and Shallow knew him later a good back-swordsman. Then we lose sight of him till about twenty years after, when his association with Bardolph began; and that association implies that by the time he was thirty-five or forty he had sunk into the mode of life we witness in the plays. Yet, even as we see him there, he remains a person of consideration in the army. Twelve captains hurry about London searching for him. He is present at the Council of War in the King’s tent at Shrewsbury, where the only other persons are the King, the two princes, a nobleman and Sir Walter Blunt. The messenger who 267 brings the false report of the battle to Northumberland mentions, as one of the important incidents, the death of Sir John Falstaff. Colvile, expressly described as a famous rebel, surrenders to him as soon as he hears his name. And if his own wish that his name were not so terrible to the enemy, and his own boast of his European reputation, are not evidence of the first rank, they must not be entirely ignored in presence of these other facts. What do these facts mean? Does Shakespeare put them all in with no purpose at all, or in defiance of his own intentions? It is not credible.

And when, in the second place, we look at Falstaff’s actions, what do we find? He boldly confronted Colvile, he was quite ready to fight with him, however pleased that Colvile, like a kind fellow, gave himself away. When he saw Henry and Hotspur fighting, Falstaff, instead of making off in a panic, stayed to take his chance if Hotspur should be the victor. He led his hundred and fifty ragamuffins where they were peppered, he did not send them. To draw upon Pistol and force him downstairs and wound him in the shoulder was no great feat, perhaps, but the stock coward would have shrunk from it. When the Sheriff came to the inn to arrest him for an offence whose penalty was death, Falstaff, who was hidden behind the arras, did not stand there quaking for fear, he immediately fell asleep and snored. When he stood in the battle reflecting on what would happen if the weight of his paunch should be increased by that of a bullet, he cannot have been in a tremor of craven fear. He never shows such fear; and surely the man who, in danger of his life, and with no one by to hear him, meditates thus: ‘I like not such grinning honour as Sir Walter hath. Give me life: which if I can save, so; if not, honour comes unlooked-for, and there’s an end,’ is not what we commonly call a coward.

‘Well,’ it will be answered, ‘but he ran away on 268 Gadshill; and when Douglas attacked him he fell down and shammed dead.’ Yes, I am thankful to say, he did. For of course he did not want to be dead. He wanted to live and be merry. And as he had reduced the idea of honour ad absurdum, had scarcely any self-respect, and only a respect for reputation as a means of life, naturally he avoided death when he could do so without a ruinous loss of reputation, and (observe) with the satisfaction of playing a colossal practical joke. For that after all was his first object. If his one thought had been to avoid death he would not have faced Douglas at all, but would have run away as fast as his legs could carry him; and unless Douglas had been one of those exceptional Scotchmen who have no sense of humour, he would never have thought of pursuing so ridiculous an object as Falstaff running. So that, as Mr. Swinburne remarks, Poins is right when he thus distinguishes Falstaff from his companions in robbery: ‘For two of them, I know them to be as true-bred cowards as ever turned back; and for the third, if he fight longer than he sees reason, I’ll forswear arms.’ And the event justifies this distinction. For it is exactly thus that, according to the original stage-direction, Falstaff behaves when Henry and Poins attack him and the others. The rest run away at once; Falstaff, here as afterwards with Douglas, fights for a blow or two, but, finding himself deserted and outmatched, runs away also. Of course. He saw no reason to stay. Any man who had risen superior to all serious motives would have run away. But it does not follow that he would run from mere fear, or be, in the ordinary sense, a coward.7

269

3.

The main source, then, of our sympathetic delight in Falstaff is his humorous superiority to everything serious, and the freedom of soul enjoyed in it. But, of course, this is not the whole of his character. Shakespeare knew well enough that perfect freedom is not to be gained in this manner; we are ourselves aware of it even while we are sympathising with Falstaff; and as soon as we regard him seriously it becomes obvious. His freedom is limited in two main ways. For one thing he cannot rid himself entirely of respect for all that he professes to ridicule. He shows a certain pride in his rank: unlike the Prince, he is haughty to the drawers, who call him a proud Jack. He is not really quite indifferent to reputation. When the Chief Justice bids him pay his debt to Mrs. Quickly for his reputation’s sake, I think he feels a twinge, though to be sure he proceeds to pay her by borrowing from her. He is also stung by any thoroughly serious imputation on his courage, and winces at the recollection of his running away on Gadshill; he knows that his behaviour there certainly looked cowardly, and perhaps he remembers that he would not have behaved so once. It is, further, very significant that, for all his dissolute talk, he has never yet allowed the Prince and Poins to see him as they saw him afterwards with Doll Tearsheet; not, of course, that he has any moral shame in the matter, but he knows that in such a situation he, in his old age, must appear contemptible—not a humorist but a mere object of mirth. And, finally, he has affection in him—affection, I think, for Poins and Bardolph, and certainly for the Prince; and that is a thing which he cannot jest out of existence. Hence, as the effect of his rejection shows, he is not really invulnerable. And then, in the second place, since he is in the flesh, his godlike freedom has consequences 270 and conditions; consequences, for there is something painfully wrong with his great toe; conditions, for he cannot eat and drink for ever without money, and his purse suffers from consumption, a disease for which he can find no remedy.8 As the Chief Justice tells him, his means are very slender and his waste great; and his answer, ‘I would it were otherwise; I would my means were greater and my waist slenderer,’ though worth much money, brings none in. And so he is driven to evil deeds; not only to cheating his tailor like a gentleman, but to fleecing Justice Shallow, and to highway robbery, and to cruel depredations on the poor woman whose affection he has secured. All this is perfectly consistent with the other side of his character, but by itself it makes an ugly picture.

Yes, it makes an ugly picture when you look at it seriously. But then, surely, so long as the humorous atmosphere is preserved and the humorous attitude maintained, you do not look at it so. You no more regard Falstaff’s misdeeds morally than you do the much more atrocious misdeeds of Punch or Reynard the Fox. You do not exactly ignore them, but you attend only to their comic aspect. This is the very spirit of comedy, and certainly of Shakespeare’s comic world, which is one of make-believe, not merely as his tragic world is, but in a further sense—a world in which gross improbabilities are accepted with a smile, and many things are welcomed as merely laughable which, regarded gravely, would excite anger and disgust. The intervention of a serious spirit breaks up such a world, and would destroy our pleasure in Falstaff’s company. Accordingly through the greater part of these dramas Shakespeare carefully confines this spirit to the 271 scenes of war and policy, and dismisses it entirely in the humorous parts. Hence, if Henry IV. had been a comedy like Twelfth Night, I am sure that he would no more have ended it with the painful disgrace of Falstaff than he ended Twelfth Night by disgracing Sir Toby Belch.9

But Henry IV. was to be in the main a historical play, and its chief hero Prince Henry. In the course of it his greater and finer qualities were to be gradually revealed, and it was to end with beautiful scenes of reconciliation and affection between his father and him, and a final emergence of the wild Prince as a just, wise, stern, and glorious King. Hence, no doubt, it seemed to Shakespeare that Falstaff at last must be disgraced, and must therefore appear no longer as the invincible humorist, but as an object of ridicule and even of aversion. And probably also his poet’s insight showed him that Henry, as he conceived him, would behave harshly to Falstaff in order to impress the world, especially when his mind had been wrought to a high pitch by the scene with his dying father and the impression of his own solemn consecration to great duties.

This conception was a natural and a fine one; and if the execution was not an entire success, it is yet full of interest. Shakespeare’s purpose being to work a gradual change in our feelings towards Falstaff, and to tinge the humorous atmosphere more and more deeply with seriousness, we see him carrying out this purpose in the Second Part of Henry IV. Here he separates the Prince from Falstaff as much as he can, thus withdrawing him from Falstaff’s influence, and weakening in our minds the connection between the two. In the First Part we constantly see them together; in the Second (it is a remarkable fact) only once before the rejection. Further, in the scenes where Henry appears apart  from Falstaff, we watch him growing more and more grave, and awakening more and more poetic interest; while Falstaff, though his humour scarcely flags to the end, exhibits more and more of his seamy side. This is nowhere turned to the full light in Part I.; but in Part II. we see him as the heartless destroyer of Mrs. Quickly, as a ruffian seriously defying the Chief Justice because his position as an officer on service gives him power to do wrong, as the pike preparing to snap up the poor old dace Shallow, and (this is the one scene where Henry and he meet) as the worn-out lecher, not laughing at his servitude to the flesh but sunk in it. Finally, immediately before the rejection, the world where he is king is exposed in all its sordid criminality when we find Mrs. Quickly and Doll arrested for being concerned in the death of one man, if not more, beaten to death by their bullies; and the dangerousness of Falstaff is emphasised in his last words as he hurries from Shallow’s house to London, words at first touched with humour but at bottom only too seriously meant: ‘Let us take any man’s horses; the laws of England are at my commandment. Happy are they which have been my friends, and woe unto my Lord Chief Justice.’ His dismissal to the Fleet by the Chief Justice is the dramatic vengeance for that threat.

Yet all these excellent devices fail. They cause us momentary embarrassment at times when repellent traits in Falstaff’s character are disclosed; but they fail to change our attitude of humour into one of seriousness, and our sympathy into repulsion. And they were bound to fail, because Shakespeare shrank from adding to them the one device which would have ensured success. If, as the Second Part of Henry IV. advanced, he had clouded over Falstaff’s humour so heavily that the man of genius turned into the Falstaff of the Merry Wives, we should have witnessed his rejection without a pang. 273 This Shakespeare was too much of an artist to do—though even in this way he did something—and without this device he could not succeed. As I said, in the creation of Falstaff he overreached himself. He was caught up on the wind of his own genius, and carried so far that he could not descend to earth at the selected spot. It is not a misfortune that happens to many authors, nor is it one we can regret, for it costs us but a trifling inconvenience in one scene, while we owe to it perhaps the greatest comic character in literature. For it is in this character, and not in the judgment he brings upon Falstaff’s head, that Shakespeare asserts his supremacy. To show that Falstaff’s freedom of soul was in part illusory, and that the realities of life refused to be conjured away by his humour—this was what we might expect from Shakespeare’s unfailing sanity, but it was surely no achievement beyond the power of lesser men. The achievement was Falstaff himself, and the conception of that freedom of soul, a freedom illusory only in part, and attainable only by a mind which had received from Shakespeare’s own the inexplicable touch of infinity which he bestowed on Hamlet and Macbeth and Cleopatra, but denied to Henry the Fifth.

1902.

274

NOTE

For the benefit of readers unacquainted with Morgann’s Essay I reproduce here, with additions, some remarks omitted from the lecture for want of time. ‘Maurice Morgann, Esq. the ingenious writer of this work, descended from an antient and respectable family in Wales; he filled the office of under Secretary of State to the late Marquis of Lansdown, during his first administration; and was afterwards Secretary to the Embassy for ratifying the peace with America, in 1783. He died at his house in Knightsbridge, in the seventy-seventh year of his age, on the 28th March, 1802’ (Preface to the edition of 1825). He was a remarkable and original man, who seems to have written a good deal, but, beyond this essay and some pamphlets on public affairs, all or nearly all anonymous, he published nothing, and at his death he left orders that all his papers should be destroyed. The Essay on the Dramatic Character of Sir John Falstaff was first published in 1777. It arose out of a conversation in which Morgann expressed his belief that Shakespeare never meant Falstaff for a coward. He was challenged to explain and support in print what was considered an extraordinary paradox, and his essay bears on its title-page the quotation, ‘I am not John of Gaunt, your grandfather: but yet no coward, Hal’—one of Falstaff’s few serious sentences. But Morgann did not confine himself to the question of Falstaff’s cowardice; he analysed the whole character, and incidentally touched on many points in Shakespearean criticism. ‘The reader,’ he observes, ‘will not need to be told that this inquiry will resolve itself of course into a critique on the genius, the arts, and the conduct, of Shakespeare: for what is Falstaff, what Lear, what Hamlet, or Othello, but different modifications of Shakespeare’s thought? 275 It is true that this inquiry is narrowed almost to a single point; but general criticism is as uninstructive as it is easy: Shakespeare deserves to be considered in detail;—a task hitherto unattempted.’

The last words are significant. Morgann was conscious that he was striking out a new line. The Eighteenth Century critics had done much for Shakespeare in the way of scholarship; some of them had praised him well and blamed him well; but they had done little to interpret the process of his imagination from within. This was what Morgann attempted. His attitude towards Shakespeare is that of Goethe, Coleridge, Lamb, Hazlitt. The dangers of his method might be illustrated from the Essay, but in his hands it yielded most valuable results. And though he did not attempt the eloquence of some of his successors, but wrote like a cultivated ironical man of the world, he wrote delightfully; so that in all respects his Essay, which has long been out of print, deserves to be republished and better known. [It was republished in Mr. Nichol Smith’s excellent Eighteenth Century Essays on Shakespeare, 1903; and, in 1912, by itself, with an introduction by W. A. Gill.]

Readers of Boswell (under the year 1783) will remember that Morgann, who once met Johnson, favoured his biographer with two most characteristic anecdotes. Boswell also records Johnson’s judgment of Morgann’s Essay, which, says Mr. Swinburne, elicited from him ‘as good a jest and as bad a criticism as might have been expected.’ Johnson, we are told, being asked his opinion of the Essay, answered: ‘Why, Sir, we shall have the man come forth again; and as he has proved Falstaff to be no coward, he may prove Iago to be a very good character.’ The following passage from Morgann’s Essay (p. 66 of the 1825 edition, p. 248 of Mr. Nichol Smith’s book) gives, I presume, his opinion of Johnson. Having referred to Warburton, he adds: ‘Another has since undertaken the custody of our author, whom he seems to consider as a sort of wild Proteus or madman, and accordingly knocks him down with the butt-end of his critical staff, as often as he exceeds that line of sober discretion, which this learned Editor appears to have chalked out for him: yet is this Editor, notwithstanding, “a man, take him for all in all,” very highly respectable for his genius and his learning.’

So…what’s everyone’s final thoughts on Henry IV Parts One and Two?  How would you characterize Hal?  Falstaff?  Hotspur?  (Is it possible that Hotspur is more important than he seems – it’s only after his death that everything and everyone goes to pot.)  How do the plays show Shakespeare’s growth as a playwright?  Where would you put the plays on your own personal register of favorite Shakespeare plays?  Any questions still left unanswered?  Don’t be shy – let your voice be heard!

My next post:  Tuesday evening/Wednesday morning – Sonnet #110.  I think

Our next play:  The Merry Wives of Windsor:  My introductory post will go up Thursday evening/Friday morning.

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7 Responses to “No one in the play understands Falstaff fully, any more than Hamlet was understood by the persons around him. They are both men of genius.”

  1. GGG says:

    Well, somehow I missed that the Fleet was a prison, and now feel a lot sorrier for Falstaff!

    I enjoyed the Bradley essay. He made an important point at the end–the play is called Henry IV, but the character everyone is talking about (and surely at the time too) is Falstaff.

    Maybe the “rejection of Falstaff” comes as a disturbance because Shakespeare has created this timeless character who is bigger than the real history–but then Shakespeare is constrained at the end of the play to recall part of the actual history text.

    The following is from a chapter on Shakespeare’s sources, in my paperback of the play. It is a paragraph excerpted from “The Third Volume of Chronicles” by Raphael Holinshed:

    “But this King, even at first appointing with himself to show that in his person princely honors should change public manners, he determined to put on him the shape of a new man. For whereas aforetime he had made himself a companion unto misruly mates of dissolute order and life, he now banished them all from his presence (but not unrewarded or else unpreferred), inhibiting them upon a great pain not once to approach, lodge or sojourn within ten miles of his court or presence; and in their places he chose men of gravity, wit and high policy, by whose wise counsel he might at all times rule to his honor and dignity….”

    I love the phrase “misruly mates” because that is who Falstaff is, like the Lord of Misrule–taking over where he shouldn’t, i.e. the whole play.

    P.S. Hotspur–didn’t like him that much–proud, impetuous, imperious
    P.P.S. I have been surprised by how much I have enjoyed the history plays (well, except for King John) and liked these two the best so far. Maybe because there is that Falstaffian humor to balance yet another round of dynastic dominos.

    • GGG: Restrained by history and also by his needs as a dramatist — Henry V has to dominate his play — you don’t want or need Falstaff on the field at Agincourt to mock (or make light of or blow away the pretense of) the battle. For Henry V to be HENRY V, he can’t have a Falstaff deflating the grandeur.

      And to pick up on your point about the dynastic dominoes, you might recall Jan Kott, “Emanating from the fortunes of individual kings and usurpers in Shakespeare’s History plays, there gradually emerges the image of history itself. The image of the Grand Mechanism. the image of the Grand Mechanism. Every successive chapter, every great Shakespearean act is merely a repetition:

      ‘The flattering index of a direful pageant,
      One heav’d a-high to be hurl’d down below…’ (Richard III, IV, 4)

      It is this image of history, repeated many times by Shakespeare, that forces itself on is in a most powerful manner. Feudal history is like a great staircase on which there treads a constant procession of kings. Every step upwards is marked by murder, perfidy, treachery. Every step brings the throne nearer. Another step and the crown fill fall. One will soon be able to snatch it.

      ‘…That is a step
      On which I must never fall down, or else o’erleap…’ (Macbeth, I, 4)

      From the highest step there is only a leap into the abyss. The monarchs change. But all of them — good and bad, brave and cowardly, vile and noble, naive and cynical — tread on the steps that are always the same.”

  2. Catherine says:

    This post increased my understanding & appreciation of Falstaff but I still feel conflicted about his treatment by Hal/Henry V.

    Shakespeare’s growth as playwright is in direct correlation to my appreciation of his plays; and to this blog for making that possible.

    Though Hotspur was important in the transition of Hal to V, I found him to be a character for whom I had little sympathy.

    I love the history plays — my interest in British history has been piqued.

  3. GGG says:

    Dennis, good point about Henry V being much more serious than Falstaff would allow.

    Catherine, I too feel like the history plays have been a mini-course in British history. My sympathies go out to our British members who had to memorize the Kings and Queens in school! Though I think we’re almost done with the history plays after Henry V, Dennis?

    • GGG: Correct. With the exception of Henry VIII at the very end, with Henry V we say goodbye to the English history plays. There are still the Roman plays, of course, Julius Caesar, Antony and Cleopatra, and Coriolanus, but they’re not quite the same thing. And of course, Henry V brings us back around full-cycle to where we started reading Shakespeare — Henry VI, Part One, which opens with Henry V’s funeral.

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